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Securities and futures intermediaries le paper 1

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The Licensing Examination for Securities and Futures Intermediaries (LE), ... Candidates have full discretion to attempt any combination of the LE papers.
The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body ... The Licensing Examination for Securities and Futures Intermediaries (LE), a practical ... Jump up ^ "HKSI LE Paper 1,2,5,6,7,8,9,12 模擬 試題天書 (並非HKSI的產品) - 證券考試 HKSI LE Paper 1,2,3,5,6,7,8,9,11,12 模擬 試題天書".
Examinations. Licensing Examination for Securities and Futures Intermediaries ( LE) ... Papers 1 + 2 + 7 + 8, HKSI Specialist Certificate - Securities. Papers 1 + 3 ...
LE - Licensing Examination for Securities and Futures Intermediaries ... Paper 3 - Course manual, QBank (online) & 1 full length mock exam. Paper 6 - Course ...
There are two modes of examination for LE Papers i.e., Computer-based ... Paper 1, Fundamentals of Securities and Futures Regulation, 60, 90, 70%, HK$1,100.
Dec 18, 2015 ... I have been a Responsible Officer carrying on Type 1 regulated activity for .... I took HKSI LE Papers 1 and 7 before I was licensed 4 years ago.
... Examination for Securities and Futures IntermediariesExam Syllabus. Exam Syllabus. Introduction · Paper 1 - Fundamentals of Securities and Futures Regulation (Second Edition) ... The LE does not comprise Paper 13 and Paper 14.
Oct 14, 2016 ... 1. Licensing Examination for Securities and Futures Intermediaries ... Representatives are required to pass a set of LE papers in respect of the ...
註冊私人財富管理師(CPWP)單元一考試 卷一註釋1 考試時間表 .... Licensing Examination for Securities and Futures Intermediaries (LE) Paper 1 Note1
Head of Investment Research at Sunrise Brokers @Sunrise Brokers - Hong Kong
Sunrise Brokers. July 2015 – Present (1 year 8 months)Hong Kong ... Licensing Examination for Securities and Futures Intermediaries (LE) Paper 1. Hong Kong ...
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